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  1. Commodity Futures Trading Commission

  2. Independent agency with a mandate to regulate commodity futures and option markets in the U.S. in order to protect market participants against manipulation, abusive trade practices and fraud.

  3. CyberSecuritiesLaw

  4. The latest news about the SEC, online brokers, and the securities markets. Free e-mail update available.

  5. CyberSecuritiesLaw: The SEC's Long-Awaited 'Internet Release' Answers Some Questions, but Leaves Others Untouched

  6. Commentary 0n "Use of Electronic Media," an interpretive release from the Securities and Exchange Commission.

  7. National Association of Securities Dealers: Notice to Members

  8. "In August 1996, the SEC adopted its Order Handling Rules, which included the Display Rule...The Display Rule requires Market Makers to display the full price and size of qualifying limit orders in their quotes, subject to...exceptions."

  9. New York Stock Exchange: Regulations

  10. "Every transaction made at the NYSE is under continuous surveillance during the trading day."

  11. OECD (Organisation for Economic Co-operation and Development)

  12. Statistical information on the 29 member countries of the OECD. Think tank and monitoring agency providing governments with a setting in which to discuss and develop economic and social policy.

  13. SEC: The Investor's Advocate

  14. The primary mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors and maintain the integrity of the securities markets.

  15. Securities Lawyer's Deskbook: Securities Exchange Act of 1934

  16. Complete text of the Securities Exchange Act of 1934 from the Center for Corporate Law at the University of Cincinnati College of Law.

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